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14143 Denver Pkwy., Ste 450, Golden, CO 80401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2016-06-22 |
Branch Locations
5251 Dtc Parkway Suite 1045, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Greenwood Village | CO | 04/2016 | Present |
| Western Wealth Management Llc | Greenwood Village | CO | 04/2016 | Present |
1. 04/29/2016: Front Range Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - 6000 Greenwood Plaza Blvd, Ste 100, Greenwood Village, Co 80111 - Start 04/29/2016 - 100% Time Spent 2. 05/04/2016: Western Wealth Management LLC - Registered Investment Advisor Hybrid - Investment Related - 14143 Denver West Pkwy, Ste 510, Golden, CO n80401 - Start 04/29/2016 - 100% Time Spent 3. 05/04/2016: Western Wealth Management, LLC - Registered Investment Advisor DBA - DBA: Front Range Wealth Management - Investment Related - 6000 greenwood plaza boulevard suite 100, greenwood village, colorado 80111 - Start 04/29/2016 - 200 Hr/Mo; 40 Hour(s) During Securities Trading - IAR
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-09-17 |
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