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225 South Sixth Street Suite 1400, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2025-12-22 |
| IL | RA | APPROVED | 2023-01-27 |
| MN | RA | APPROVED | 2021-11-09 |
Branch Locations
225 South Sixth Street Suite 1400, Minneapolis, MN 55402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Edina | MN | 02/2011 | 08/2017 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 05/2010 | 08/2017 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | 08/2017 |
| Somerset Group Llc | Wayzsta | MN | 09/2017 | 12/2019 |
| Modus Advisors, Llc | Excelsior | MN | 12/2019 | 09/2021 |
| Northrock Partners, Llc | Minneapolis | MN | 09/2021 | Present |
1) 05/2010 - MN Licensed Life, Accident & Health Insurance Agent; not investment-related; Insurance Broker/Agent; 0 hours devoted during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-02-21 |
| S63 | Uniform Securities Agent State Law Examination | 2011-11-01 |
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