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7377 E. Doubletree Ranch Road Suite 250, Scottsdale, AZ 85258 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2026-06-01 |
| CO | RA | APPROVED | 2022-02-22 |
| AZ | RA | APPROVED | 2017-06-16 |
Branch Locations
7377 E. Doubletree Ranch Road Suite 250, Scottsdale, AZ 85258 • United States
455 E Eisenhower Pkwy Suite 300, Ann Arbor, MI 48108 • United States
11001 W. 120Th Ave Suite 400, Bloomfield, CO 80021 • United States
2850 E Harmony Road Suite 201, Fort Collins, CO 80528 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Galvin Gaustad & Stein, Llc | Scottsdale | AZ | 04/2017 | Present |
| Foothill Securities Inc | Scottsdale | AZ | 03/2015 | 12/2016 |
| Galvin Gaustad & Stein, Llc | Scottsdale | AZ | 03/2015 | 04/2017 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-06-13 |
| S63 | Uniform Securities Agent State Law Examination | 2010-09-22 |
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