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Current Employers
Galvin, Gaustad & Stein, Llc

7377 E. Doubletree Ranch Road Suite 250, Scottsdale, AZ 85258 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2026-06-01
CO RA APPROVED 2022-02-22
AZ RA APPROVED 2017-06-16
  • MI RA
    APPROVED
    Since 2026-06-01
  • CO RA
    APPROVED
    Since 2022-02-22
  • AZ RA
    APPROVED
    Since 2017-06-16

Branch Locations

7377 E. Doubletree Ranch Road Suite 250, Scottsdale, AZ 85258 • United States

455 E Eisenhower Pkwy Suite 300, Ann Arbor, MI 48108 • United States

11001 W. 120Th Ave Suite 400, Bloomfield, CO 80021 • United States

2850 E Harmony Road Suite 201, Fort Collins, CO 80528 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Galvin Gaustad & Stein, Llc Scottsdale AZ 04/2017 Present
Foothill Securities Inc Scottsdale AZ 03/2015 12/2016
Galvin Gaustad & Stein, Llc Scottsdale AZ 03/2015 04/2017
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-06-13
S63 Uniform Securities Agent State Law Examination 2010-09-22
  • S65 Uniform Investment Adviser Law Examination
    2014-06-13
  • S63 Uniform Securities Agent State Law Examination
    2010-09-22

View on SEC IAPD

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