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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-11-16
TN RA APPROVED 2017-10-18
  • TX RA
    APPROVED_RES
    Since 2022-11-16
  • TN RA
    APPROVED
    Since 2017-10-18

Branch Locations

949 Shady Grove Rd S Ste 300, Memphis, TN 38120 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc Memphis TN 08/2011 03/2017
Mml Investors Services, Llc Memphis TN 03/2017 Present
Massmutual Life Insurance Co Memphis TN 07/2016 Present
  • 08/2011 → 03/2017
    Metlife Securities Inc
    Memphis, TN
  • 03/2017 → Present
    Memphis, TN
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Memphis, TN
Previous Registrations
  • 2011-09-22 → 2017-03-25
    Msi Financial Services, Inc.
    Metairie, LA
  • 2011-02-17 → 2011-08-24
    New Orleans, LA
Other Businesses

1)NAME: Maria Popa INV REL: Y ADD: 949 S. SHADY GROVE RD, STE 300, Memphis, TN 38120 NATURE: Ind Health, Group Life/Health, Fixed Annuities POSITION: Agent START DATE: 10/2014 NO. HR/MO: 8 NO. HR/MO DURING SEC TRADING:2

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-10-25
  • S66 Uniform Combined State Law Examination
    2010-10-25
Other Names
  • Maria P. Popa
  • Maria Pop

View on SEC IAPD

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