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Duane K Hoffinger

Wells Fargo Clearing Services, LLC

Portland, OR

Lake Oswego, OR

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-03-13
OR RA APPROVED 2018-01-19
  • TX RA
    APPROVED_RES
    Since 2018-03-13
  • OR RA
    APPROVED
    Since 2018-01-19

Branch Locations

1300 Sw 5Th Fl 18Th Fl, Portland, OR 97201 • United States

Lake Oswego, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Lake Oswego OR 02/2012 01/2018
Morgan Stanley Private Bank, National Association New York NY 01/2015 01/2018
Wells Fargo Clearing Services Llc Portland OR 01/2018 Present
  • 02/2012 → 01/2018
    Morgan Stanley Smith Barney
    Lake Oswego, OR
  • 01/2015 → 01/2018
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 01/2018 → Present
    Wells Fargo Clearing Services Llc
    Portland, OR
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-08-06
  • S66 Uniform Combined State Law Examination
    2010-08-06
Other Names
  • Duane Hoffinger
  • Duane Kenneth Hoffinger

View on SEC IAPD

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JACQUELYN MARIE PASCIAK
STEVEN MICHAEL FAIN
BRANDON LEE ERICKSON
DAVID KENT PEDERSON
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Other Offices

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · PORTLAND, OR
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Portland, OR
SUCCESS WEALTH MANAGEMENT LLC · Portland, OR
INMAN FINANCIAL SERVICES, INC. · PORTLAND, OR
PINNACLE WEALTH ADVISORS · Portland, OR
OSAIC WEALTH, INC. · TIGARD, OR
MERCER GLOBAL ADVISORS INC. · Tigard, OR
MERCER GLOBAL ADVISORS INC. · Tigard, OR

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