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Bryan John Wagner

Charles Schwab & Co., Inc.

Lake Grove, NY

New York City, NY

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-22
NJ RA APPROVED 2015-09-09
  • NY RA
    APPROVED
    Since 2021-04-22
  • NJ RA
    APPROVED
    Since 2015-09-09

Branch Locations

2095 Smith Haven Plaza, Lake Grove, NY 11755 • United States

1300 Avenue Of The Americas, New York City, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc Lake Grove NY 05/2010 Present
Charles Schwab Bank, Ssb Lake Grove NY 05/2010 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-09-06
S63 Uniform Securities Agent State Law Examination 2010-10-24
  • S66 Uniform Combined State Law Examination
    2015-09-06
  • S63 Uniform Securities Agent State Law Examination
    2010-10-24

View on SEC IAPD

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Other Offices

J.P. MORGAN SECURITIES LLC · LAKE GROVE, NY
STRATEGIC ADVISERS LLC · LAKE GROVE, NY
WELLS FARGO CLEARING SERVICES, LLC · LAKE GROVE, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LAKE GROVE, NY
LPL FINANCIAL LLC · NESCONSET, NY
EDWARD JONES · ST JAMES, NY
PENSION FUND EVALUATIONS, INC. · CENTEREACH, NY
LPL FINANCIAL LLC · SMITHTOWN, NY

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