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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2011-12-15 |
| NC | RA | APPROVED | 2011-06-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch Pierce, Fenner &Amp; Smith, Inc. | Fayetteville | NC | 03/2011 | Present |
| Bank Of America Na | Fayetteville | NC | 06/2011 | Present |
I*1526265Entity Type: Not for Profit Name of outside business organization: Homes Offering Meaningful Education (HOME)Investment related: No Address of business: Purcellville, VA 20134Position, title, association: TeacherStart date of relationship: 10/2023Number of hours devoted: Number of hours devoted during trading hours: Duties: This is a homeschool co-op, where multiple families work together to provide classes for the collective students. I plan to teach a high school finance class. We will cover topics such as budgeting, time value of money, the importance and impact of saving, reading a bank statement, how mortgages work, light economics, and basics of investing. For the investing basics, I would not be offering any advice. Rather, we'd cover what a stock is, what a bond is, and how to understand an investment to make an informed decision. I*1415330, Entity Type: Charitable, Name of OBA: Cape Fear Botanical Garden, Address: Fayetteville, North Carolina, 28301, Investment Related: N, Position, Title, Association: Board Member, Employee Start Date: 08/01/2023, No Hours: 8 Monthly, No Hours during Trading: 4 Monthly, Duties: Helping the board to provide strategic direction and support for the organization .The purpose of the Garden is to create and sustain a national-caliber institution with gardens and programs of exceptional quality, making Cape Fear Botanical Garden the premier destination in the region for connecting with nature and expanding horizons through educational and cultural programs. I*4856272 Entity Type: Governmental Name of OBA: Fayetteville Cumberland Economic Development Board Address: Fayetteville, North Carolina, 28301 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 11/01/2026 Number of Hours: 6, Monthly Number of Hours during trading: 3, Monthly Duties: FCEDC is a 501c6 public-private partnership designed to enhance job growth and prosperity by attracting new industry and expanding existing industry. I would serve as a board member, helping build the economic vision for the community and encouraging business development in Fayetteville.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-06-02 |
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