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Current Employers
Leonard Investment Advisors Inc.

1900 N W Expressway Suite 1450, Oklahoma City, OK 73118-1812 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2019-03-20
  • OK RA
    APPROVED
    Since 2019-03-20

Branch Locations

1900 N W Expressway Suite 1450, Oklahoma City, OK 73118-1812 • United States

1900 Nw Expressway Suite 1450, Oklahoma City, OK 73118 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bancwest Investment Services Oklahoma City OK 08/2014 06/2017
Rki Energy Resources, Llc Oklahoma City OK 07/2017 Present
B.B. Graham & Company Orange CA 08/2018 06/2020
Leonard Investment Advisors, Inc. Oklahoma City OK 11/2018 Present
  • 08/2014 → 06/2017
    Bancwest Investment Services
    Oklahoma City, OK
  • 07/2017 → Present
    Rki Energy Resources, Llc
    Oklahoma City, OK
  • 08/2018 → 06/2020
    B.B. Graham & Company
    Orange, CA
  • 11/2018 → Present
    Oklahoma City, OK
Previous Registrations
  • 2014-08-18 → 2017-06-13
    Bancwest Investment Services, Inc.
    Oklahoma City, OK
    Fargo, ND
    Oklahoma City, OK
    Omaha, NE
    Ardmore, OK
    Ada, OK
    Seminole, OK
    Enid, OK
    Oklahoma City, OK
    Edmond, OK
    Warr Acres, OK
    Great Bend, KS
    Larned, KS
    Newton, KS
    Dodge City, KS
    Garden City, KS
    Hutchinson, KS
    Wichita, KS
    Derby, KS
    Augusta, KS
    Wichita, KS
    Wichita, KS
    Wichita, KS
    Winfield, KS
  • 2013-11-25 → 2014-08-07
    Oklahoma City, OK
  • 2010-09-23 → 2011-08-29
    Stillwater, OK
    Oklahoma City, OK
Other Businesses

1). TOROVERDE FARMS LLC, INVESTMENT RELATED, 3215 E. WATERLOO RD. STE. 200, EDMOND, OK 73034, MEDICAL MARIJUANA GROW FACILITY, PASSIVE INVESTOR (17% OWNER)- NO DUTIES, START DATE - 01/2020, 0 HRS/MO, 0 HRS/TRADING HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-09-22
  • S66 Uniform Combined State Law Examination
    2010-09-22

View on SEC IAPD

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