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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2018-04-02 |
Branch Locations
10394 W Chatfield Ave Ste 107, Littleton, CO 80127 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisors Llc | Denver | CO | 10/2013 | 04/2018 |
| Lpl Financial, Llc | Golden | CO | 04/2018 | Present |
1. 04/02/2018 - ISU INSURANCE SERVICES OF COLORADO/ NON-VARIABLE INSURANCE/ 0%/ GOLDEN, CO 2. 04/02/2018 - OLYMPIA RENTAL/ REAL ESTATE RENTAL/ 0%/ 1560 OLYMPIA CIRCLE #301, CASTLE ROCK, CO 80104 3. 1/4/2021 - Laygacy LLC - Investment Related - Loveland, CO 80538 - Real Estate Rental - Start Date: 9/1/2020 - 2 Hours Per Month/0 Hours During Securities Trading - 4Plex Rental. 4. 11/05/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 08/17/2021 - 2 Hours Per Month/0 Hours During Securities Trading. 5. 12/7/2021 - No Business Name - Investment Related - Evans, CO 80620 - Real Estate Rental - Started 08/01/2021 - 2 Hours Per Month/0 Hours During Securities Trading - Residential 6 plex that will be rented. Using a management company. 6. 11/16/2023 - BranLaw LLC - Real Estate Rental - Investment Related - 10394 W Chatfield Ave., Unit 107, Littleton, CO 80127 - Start Date 08/28/2023 - 8 Hours Per Month/ 0 Hours During Trading 7. 01/25/2024 - Radix Advisors LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/02/2018 - 160 Hours Per Month/ 160 Hours During Trading 8. 12/11/2024 - Real Estate Rental - Investment Related - Denver, CO - Start Date 12/01/2023 - 2 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-11-02 |
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