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Qasim Khan

Merrill Lynch, Pierce, Fenner & Smith Incorporated

West Hartford, CT

Paramus, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2017-07-20
TX RA APPROVED 2017-07-20
  • CT RA
    APPROVED
    Since 2017-07-20
  • TX RA
    APPROVED
    Since 2017-07-20

Branch Locations

29 S Main St, West Hartford, CT 06107 • United States

115 W Century Rd, Paramus, NJ 07652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Miami FL 10/2014 06/2017
Jpmorgan Chase Bank Miami FL 10/2014 06/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bloomfield CT 07/2017 Present
Bank Of America, N.A. Bloomfield CT 07/2017 Present
Previous Registrations
  • 2016-08-05 → 2017-07-06
    J.P. Morgan Securities Llc
    Pinecrest, FL
    Homestead, FL
    Homestead, FL
    Florida City, FL
    Florida City, FL
    Homestead, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-07-29
  • S66 Uniform Combined State Law Examination
    2016-07-29

View on SEC IAPD

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