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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-08-10 |
| MN | RA | APPROVED | 2015-02-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bloomington | MN | 11/2014 | Present |
| Bank Of America, N.A. | Bloomington | MN | 01/2015 | Present |
I*2389304, Entity Type: , Name of OBA: K B, Address: Eden Prairie, Minnesota, 55346, Investment Related: N, Position, Title, Association: , Employee State Date: 01-Jan-2030, No Hours: 5 Yearly, No Hours during Trading: 1 Yearly, Duties: I*4554278 Entity Type: Entity For Profit Name of OBA: Amateur creative writing - short fiction / stories Address: Minneapolis, Minnesota, 55414 Investment Related: No Position, Title, Association: Owner Employee Start Date: 05/11/2026 Number of Hours: 3, Weekly Number of Hours during trading: 0, Weekly Duties: Creative writing for fun Literary fiction.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-02-17 |
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