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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-10
MN RA APPROVED 2020-06-17
  • TX RA
    APPROVED_RES
    Since 2026-03-10
  • MN RA
    APPROVED
    Since 2020-06-17

Branch Locations

3600 Minnesota Dr Ste 550, Edina, MN 55435-7925 • United States

2918 Upper 55Th St, Inver Grove Heights, MN 55076 • United States

Farmington, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Riversource Distributors Inc Minneapolis MN 08/2012 05/2020
Ameriprise Financial Services, Llc Edina MN 06/2020 Present
Other Businesses

Board of Directors; Farmington Youth Basketball Association; Tournament Director; PO Box 113, , Farmington, MN, 55024; Not Investment-Related; 04/08/2025; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-06-09
S63 Uniform Securities Agent State Law Examination 2010-06-11
  • S65 Uniform Investment Adviser Law Examination
    2020-06-09
  • S63 Uniform Securities Agent State Law Examination
    2010-06-11
Other Names
  • Peter Vogel

View on SEC IAPD

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