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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2026-06-09
TX RA APPROVED 2026-06-04
  • MD RA
    APPROVED
    Since 2026-06-09
  • TX RA
    APPROVED
    Since 2026-06-04

Branch Locations

303 International Cir Ste 350, Hunt Valley, MD 21030 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Baltimore MD 05/2010 06/2026
Northwestern Mutual Life Insurance Company Milwaukee WI 05/2010 06/2026
Raymond James Financial Services, Inc. Hunt Valley MD 06/2026 Present
Raymond James Financial Services Advisors, Inc. Hunt Valley MD 06/2026 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 06/2026
Previous Registrations
Other Businesses

(1) Name of Business: Robert Newman Investments Address: 303 International Cir Ste 350, Hunt Valley, MD, 21030, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 06/04/2026 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Advisor\n\nI will be a financial advisor and owner/founder of Robert Newman Investments

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-07-01
S63 Uniform Securities Agent State Law Examination 2010-08-08
  • S65 Uniform Investment Adviser Law Examination
    2011-07-01
  • S63 Uniform Securities Agent State Law Examination
    2010-08-08
Designations
Other Names
  • Alan J Kines

View on SEC IAPD

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