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Inactive

Michael W Carlin

Fairfield, Bush & Co.

Darien, CT

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Current Employers
Fairfield, Bush & Co.

320 Boston Post Road Suite 150, Darien, CT 06820 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2022-02-10
  • CT RA
    APPROVED
    Since 2022-02-10

Branch Locations

320 Boston Post Road Suite 150, Darien, CT 06820 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bronx NY 05/2014 Present
Bank Of America, N.A. Bronx NY 06/2014 Present
Previous Registrations
  • 2014-05-21 → 2022-02-10
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Bronx, NY
    Melville, NY
    Bronx, NY
    Yonkers, NY
    New York, NY
    Bronx, NY
    Bronx, NY
    Yonkers, NY
    Bronx, NY
    Bronx, NY
    Bronx, NY
    Bronx, NY
    Bronx, NY
    White Plains, NY
    Bronx, NY
    White Plains, NY
    Norwalk, CT
    Armonk, NY
    Wilton, CT
    Norwalk, CT
    Darien, CT
  • 2013-10-04 → 2014-04-28
    Rbc Capital Markets, Llc
    New York, NY
  • 2010-08-03 → 2013-10-11
    Morgan Stanley
    Purchase, NY
    New York, NY
    Paramus, NJ
    Purchase, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-06-14
  • S66 Uniform Combined State Law Examination
    2010-06-14
Other Names
  • Michael William Carlin

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
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LPL FINANCIAL LLC
STRATIS CAPITAL, LLC
OCCAM CREST MANAGEMENT LP

Other Investors

GRAHAM MARK MURRAY
PATRICK S WAYLAND
Christopher John Morley
ERICA L WESTFALL
Taylor Watts Marron
Edward G Naylor
FRANCOIS ALEXANDRE MORIN
BRIAN DANIEL CEGLARSKI

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · DARIEN, CT
CRESTWOOD ADVISORS · Darien, CT
CRESTWOOD ADVISORS · Darien, CT
CRESTWOOD ADVISORS · Darien, CT
CRESTWOOD ADVISORS · Darien, CT
TEN COVES CAPITAL, LP · DARIEN, CT
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · DARIEN, CT
GENE ALEXANDER QUALMAN · DARIEN, CT

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