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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-04-19
  • TX RA
    APPROVED
    Since 2016-04-19

Branch Locations

200 S 10Th St, Mcallen, TX 78501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Antonio TX 11/2014 Present
Other Businesses

I*128343 For profit or not for profit: For-Profit Organization Name of outside business organization: Virago Investment related: N Address of business: Poteet, Texas 78065 Nature of business: General Partnership, Position, title, association: General Partner, Start date of relationship: 12/6/2019 Number of hours devoted: 8 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Partnership with friend selling purses and accessories. I*1684268 Entity Type, Name of OBA: Two Frippin' Aggies LLC Address: St. Helena IslandSouth Carolina29920 Investment Related: No Position, Title, Association: Owner Employee Start Date: 05/01/2024 No Hours: Yearly No Hours during trading: 0 Duties: Rental House, maintaining the house

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-04-18
S63 Uniform Securities Agent State Law Examination 2010-05-11
  • S65 Uniform Investment Adviser Law Examination
    2016-04-18
  • S63 Uniform Securities Agent State Law Examination
    2010-05-11
Other Names
  • Sylvia Adame

View on SEC IAPD

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