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4600 S. Syracuse Street Suite 650, Denver, CO 80237 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2022-09-13 |
Branch Locations
55 Merchant St. Suite 2100, Honolulu, HI 96813 • United States
4600 S. Syracuse Street Suite 650, Denver, CO 80237 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Honolulu | HI | 10/2015 | 09/2022 |
| E.A Buck Financial Services | Honolulu | HI | 09/2022 | Present |
| Madison Avenue Securities | San Diego | CA | 09/2022 | Present |
| Buck Wealth Strategies | Honolulu | HI | 09/2022 | Present |
| Ae Wealth Management | Honolulu | HI | 02/2021 | Present |
1) E.A. Buck Financial Services; INV RELATED: YES; ADDRESS: 55 MERCHANT STREET, SUITE 2100 HONOLULU, HI 96813; NATURE: INSURANCE AND SECURITIES SALES; POSITION: FINANCIAL ADVSIOR AND INSURANCE AGENT; START DATE: 9/2022; HOURS/MONTH: 160 2)Buck Wealth Strategies: Yes Investment Related; 55 Merchant St Suite 2100, Honolulu HI, 96813; Position:: IAR; State Date 9/2022; 160 Hours a Month 2) NAME: AEWM; INV RELATED: YES; ADDRESS: 2950 SOUTHWEST MCCLURE RD TOPEKA, KS 66614; NATURE: INVESTMENT ADVICE FOR A FEE; POSITION: IAR; START DATE: 12/2019; HOURS/MONTH: 160; TRADING HOURS/MONTH: 160; DUTIES: INVESTMENT ADVISOR REPRESENTATIVE 3) NAME: E.A. BUCK INSURANCE INC.; INVESTMENT RELATED: YES; ADDRESS: 55 MERCHANT STREET SUITE 2100, HONOLULU, HI 96813; NATURE OF THE BUSINESS: INSURANCE SALES; POSITION: INSURANCE AGENT; HOURS PER WEEK: 40; START DATE: 4/17/2024 INSURNACE LICENSE - HI - ACCIDENT & HEALTH OR SICKNESS, LIFE, VARIABLE LIFE & VARIABLE ANNUITY
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-09-17 |
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