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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-03-21 |
| GA | RA | APPROVED | 2024-03-21 |
| NM | RA | APPROVED | 2024-03-21 |
| CA | RA | APPROVED | 2024-03-20 |
| IN | RA | APPROVED | 2024-03-20 |
| IA | RA | APPROVED | 2024-03-20 |
| MD | RA | APPROVED | 2024-03-20 |
| MO | RA | APPROVED | 2024-03-20 |
| NC | RA | APPROVED | 2024-03-20 |
| TX | RA | APPROVED | 2024-03-20 |
| VA | RA | APPROVED | 2024-03-20 |
Branch Locations
701 E Main St, Alhambra, CA 91801 • United States
350 W Colorado Blvd Ste 390 [Ll-Rbo], Pasadena, CA 91105 • United States
350 W Colorado Blvd 3Rd Fl Ste B, Pasadena, CA 91105 • United States
2355 Huntington Dr, San Marino, CA 91108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Bank Usa, N.A. | Temple City | CA | 08/2016 | 05/2017 |
| Hsbc Bank Usa National Association | Alhambra | CA | 05/2017 | 03/2024 |
| Hsbc Securities (Usa) Inc. | Alhambra | CA | 05/2017 | 03/2024 |
| Wells Fargo Clearing Services, Llc | Encino | CA | 03/2024 | Present |
SWIFTSIDE COMPANY LLC, NOT INV RELATED, TEMPLE CITY, CA, 90% OWNERSHIP, START 12/7/2023, 16 HOURS PER MONTH, ZERO HOURS DURING TRADING, CLEANING BUSINESS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-07-06 |
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