Best Investors Account Sign in
Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-07-14
  • CA RA
    APPROVED
    Since 2023-07-14

Branch Locations

100 E Huntington Drive Ste 100, Alhambra, CA 91801 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Alhambra CA 05/2015 Present
Mml Investors Services, Llc Arcadia CA 09/2015 09/2017
Mml Investors Services, Llc Alhambra CA 05/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-03
  • S66 Uniform Combined State Law Examination
    2023-07-03
Other Names
  • Samuel Kwun Pong Lau

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Alhambra, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor