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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-08-20
CA RA APPROVED 2018-03-05
  • TX RA
    APPROVED_RES
    Since 2025-08-20
  • CA RA
    APPROVED
    Since 2018-03-05

Branch Locations

1000 S Fremont Ave. Unit 82, Bldg A1 - Ste 1222, Alhambra, CA 91803 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Centaurus Financial, Inc. Anahiem CA 02/2014 03/2018
Cambridge Investment Research, Inc. Fairfield IA 03/2018 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 03/2018 Present
Previous Registrations
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40/WK - 30/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 2) GOLDEN EAGLE WEALTH MGMT, 1000 S FREMONT AVE, UNIT 82, BLDG A1 SUITE 1222, ALHAMBRA, CA, 2/2018, AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INSURANCE COMPANIES, INVREL, 20HRS/WK, 0HRS/TRADING. 3) FIRST PROTECTIVE INSURANCE GROUP, 2501 20TH PLACE, STE 300, BIRMINGHAM AL, 04/01/21, NIR, PRESIDENT, 10 HR/WK-2 TRADING HR 4) CONCOURSE FINANCIAL GROUP, PRESIDENT, 2501 20TH SUITE 300, BIRMINGHAM, AL., 04/01/2021., 40HR/MO, 8HR/MO TRADING. INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-07-20
S63 Uniform Securities Agent State Law Examination 2005-08-30
  • S65 Uniform Investment Adviser Law Examination
    2006-07-20
  • S63 Uniform Securities Agent State Law Examination
    2005-08-30

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