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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-06-16
CA RA APPROVED 2016-03-24
  • TX RA
    APPROVED_RES
    Since 2022-06-16
  • CA RA
    APPROVED
    Since 2016-03-24

Branch Locations

1881 W Main Sy, Alhambra, CA 91801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Yacise Inc. Los Angeles CA 06/2015 01/2017
East West Bank Alhambra CA 01/2016 Present
Cetera Investment Services Llc St. Cloud MN 01/2016 Present
Cetera Investment Advisers Llc Alhambra CA 03/2016 Present
  • 06/2015 → 01/2017
    Yacise Inc.
    Los Angeles, CA
  • 01/2016 → Present
    East West Bank
    Alhambra, CA
  • 01/2016 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
  • 03/2016 → Present
    Alhambra, CA
Other Businesses

1. RENTAL INCOME, 100% OWNER

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-22
  • S66 Uniform Combined State Law Examination
    2016-03-22
Other Names
  • Eric Yung

View on SEC IAPD

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