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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-04-05 |
Branch Locations
100 E Huntington Drive Ste 100, Alhambra, CA 91801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Company | Alhambra | CA | 05/2022 | Present |
| Mml Investors Services Llc | Alhambra | CA | 09/2023 | Present |
| Tongfang Global Inc (Dba Westinghouse Electronics) | Diamond Bar | CA | 07/2013 | 12/2018 |
| Common Capital Llc | Los Angeles | CA | 12/2018 | 02/2020 |
| University Of Southern California | Los Angeles | CA | 02/2020 | Present |
NAME: UNIVERSITY OF SOUTHERN CALIFORNIA INV REL: N ADD: 3551 TROUSDALE PARKWAY LOS ANGELES CA 90089 NATURE: EXECUTIVE/CAREER COACHING POSITION: ASSOCIATE DIRECTOR/CAREER STRATEGIST START DATE: 2/1/2020 NO HRS/MO: 20 NO HRS/MO DUR TRADING: 5 DUTIES: COACHING AND ADVISING MID-CAREER MBA CANDIDATES IN CAREER DEVLOPMENT
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-04-01 |
| S63 | Uniform Securities Agent State Law Examination | 2004-06-09 |
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