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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-01-02 |
| CT | RA | APPROVED | 2021-09-21 |
Branch Locations
4 Lines Rd, Woodbridge, CT 06525 • United States
Clayton, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 09/2021 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 09/2021 | Present |
| Bridgelight Financial Advisors | Shelton | CT | 05/2015 | 09/2021 |
1) CABAN FINANCIAL/MAURIEL VEGA, 4 Lines Rd, Woodbridge CT 06525, 11/2021, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 4 HR/MO - 4 HR/MO TRADING 2) MAURIEL VEGA, 15 Beecher Rd., Woodbridge CT 06525, United States, 11/01/2021, Insurance Agent, Insurance/Benefits/Human Resources, INV REL, 4 HR/MO - 4 HR/MO TRADING 3) CABAN FINANCIAL / MAURIEL VEGA, 4 Lines Rd., Woodbridge CT 06525, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 4 HR/MO - 4 HR/MO TRADING 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING. 11/17/2021
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-04-21 |
| S66 | Uniform Combined State Law Examination | 2010-12-02 |
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