Glenn David Ufland

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2011-08-30
CT	RA	APPROVED	2002-08-29

TX RA
APPROVED_RES

Since 2011-08-30
CT RA
APPROVED

Since 2002-08-29

Branch Locations

1 Bradley Rd Ste 903, Woodbridge, CT 06525 • United States

64 Wall Street Suite 150, Madison, CT 06443 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Woodbridge	CT	09/2005	03/2020
Ameriprise Financial Services, Llc	Woodbridge	CT	03/2020	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

Woodbridge, CT
03/2020 → Present

Ameriprise Financial Services, Llc

Woodbridge, CT

Other Businesses

Business Ownership; Gavin720 Holdings LLC; Owner; Manage Ameriprise Business; 1 Bradley Road, Suite 711, Woodbridge, CT, 06525; Investment-Related; 12/28/2000; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-06-05

S66 Uniform Combined State Law Examination

2002-06-05