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1200 17Th Street Suite 2000, Denver, CO 80202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2023-08-21 |
| NH | RA | APPROVED | 2023-08-21 |
| TX | RA | APPROVED | 2023-08-21 |
| MA | RA | APPROVED | 2022-06-01 |
| NY | RA | APPROVED | 2021-08-31 |
| CT | RA | APPROVED | 2019-11-19 |
Branch Locations
One Bradley Road Suite 902, Woodbridge, CT 06525 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regent Wealth Management Group | Woodbridge | CT | 09/2011 | 10/2019 |
| Mercer Global Advisors Inc. | Woodbridge | CT | 10/2019 | 05/2020 |
| Mercer Global Advisors Inc | Woodbridge | CT | 05/2020 | 01/2024 |
| Mercer Global Advisors Inc. | Woodbridge | CT | 01/2024 | 05/2025 |
| Mercer Global Advisors Inc. | Woodbridge | CT | 05/2025 | 01/2026 |
| Mercer Global Advisors Inc. | Woodbridge | CT | 01/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-10-19 |
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