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Paul Brian Schatz

Heritage Capital, LLC

Woodbridge, CT

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Current Employers
Heritage Capital, Llc

1 Bradley Road Suite 202, Woodbridge, CT 06525 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-11-14
CT RA APPROVED 2004-01-06
  • TX RA
    APPROVED
    Since 2012-11-14
  • CT RA
    APPROVED
    Since 2004-01-06

Branch Locations

1 Bradley Road Suite 202, Woodbridge, CT 06525 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Heritage Capital Llc Woodbridge CT 06/2003 Present
Previous Registrations
  • 1997-07-22 → 2005-12-31
    Beneficial Capital Inc.
    Woodbridge, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-05-29
S63 Uniform Securities Agent State Law Examination 1993-12-08
  • S65 Uniform Investment Adviser Law Examination
    1997-05-29
  • S63 Uniform Securities Agent State Law Examination
    1993-12-08

View on SEC IAPD

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Other Offices

HERITAGE CAPITAL, LLC · WOODBRIDGE, CT
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MERCER GLOBAL ADVISORS INC. · Woodbridge, CT
MERCER GLOBAL ADVISORS INC. · Woodbridge, CT
LPL FINANCIAL LLC · WOODBRIDGE, CT
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