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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2023-02-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Hamden | CT | 03/2006 | 11/2017 |
| Securities America, Inc. | Woodbridge | CT | 11/2017 | 02/2023 |
| Securities America Advisors | Woodbridge | CT | 11/2017 | 02/2023 |
| Lpl Financial | Woodbridge | CT | 02/2023 | Present |
1- 02/01/2023 / BoToDo Art & Photography / Business Owner / NOT INVESTMENT RELATED / NEW HAVEN, CT - Stsrt Date 05/2007 - 8 hours per month/ 0 hours during trading 2- 02/01/2023 / Financial Concepts Unlimited, LLC, David S. Chorney / DBA for LPL Business (entity for LPL business) / INVESTMENT RELATED / At Reported Business Location(s) - Start Date 01/1995 - 200 hours per month/ 8 hours during trading 3- 02/01/2023 / Non-Variable Insurance /INVESTMENT RELATED / At Reported Business Location(s) - Start Date 01/1990 - 4 hours per month/ 1 hour during trading 4- 04/13/2026 - The WKOPDIWTB Project - Other - Not Investment Related - New Haven, CT - Start Date 01/01/2015 - 4 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-27 |
| S63 | Uniform Securities Agent State Law Examination | 1995-06-19 |
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