Best Investors Account Sign in

David Scott Chorney

LPl Financial LLC

Woodbridge, CT

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-02-01
  • CT RA
    APPROVED
    Since 2023-02-01

Branch Locations

1 Bradley Rd #402, Woodbridge, CT 06525 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Planning Corporation Hamden CT 03/2006 11/2017
Securities America, Inc. Woodbridge CT 11/2017 02/2023
Securities America Advisors Woodbridge CT 11/2017 02/2023
Lpl Financial Woodbridge CT 02/2023 Present
  • 03/2006 → 11/2017
    National Planning Corporation
    Hamden, CT
  • 11/2017 → 02/2023
    Securities America, Inc.
    Woodbridge, CT
  • 11/2017 → 02/2023
    Securities America Advisors
    Woodbridge, CT
  • 02/2023 → Present
    Lpl Financial
    Woodbridge, CT
Previous Registrations
  • 2017-11-02 → 2023-02-02
    Securities America Advisors, Inc.
    Woodbridge, CT
  • 2006-04-03 → 2017-11-07
    National Planning Corporation
    Woodbridge, CT
    South Windsor, CT
  • 2003-03-10 → 2006-04-03
    Osaic Fs, Inc.
    Hamden, CT
  • 2000-02-29 → 2003-03-31
    Polaris Advisory Services Inc
    Branford, CT
Other Businesses

1- 02/01/2023 / BoToDo Art & Photography / Business Owner / NOT INVESTMENT RELATED / NEW HAVEN, CT - Stsrt Date 05/2007 - 8 hours per month/ 0 hours during trading 2- 02/01/2023 / Financial Concepts Unlimited, LLC, David S. Chorney / DBA for LPL Business (entity for LPL business) / INVESTMENT RELATED / At Reported Business Location(s) - Start Date 01/1995 - 200 hours per month/ 8 hours during trading 3- 02/01/2023 / Non-Variable Insurance /INVESTMENT RELATED / At Reported Business Location(s) - Start Date 01/1990 - 4 hours per month/ 1 hour during trading 4- 04/13/2026 - The WKOPDIWTB Project - Other - Not Investment Related - New Haven, CT - Start Date 01/01/2015 - 4 hours per month/ 0 hours during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-27
S63 Uniform Securities Agent State Law Examination 1995-06-19
  • S65 Uniform Investment Adviser Law Examination
    1999-12-27
  • S63 Uniform Securities Agent State Law Examination
    1995-06-19

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Woodbridge, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor