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2950 Sw Mcclure Road Suite B, Topeka, KS 66614 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-08-04 |
| KS | RA | APPROVED | 2017-06-26 |
Branch Locations
2950 Sw Mcclure Rd Ste B, Topeka, KS 66614 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed Inc | Overland Park | KS | 08/2012 | 02/2017 |
| Ivy Funds Distributor Inc | Overland Park | KS | 08/2012 | 02/2017 |
| Ae Wealth Management, Llc | Topeka | KS | 02/2017 | Present |
| Madison Avenue Securities, Llc | San Diego | CA | 10/2017 | 11/2018 |
| Ae Financial Services, Llc | Topeka | KS | 08/2020 | Present |
1.) ADVISORS EXCEL/AE WEALTH MANAGEMENT; INV RELATED:YES; 2950 SW MCCLURE ROAD, TOPEKA, KS 66614; RIA; VP OF WEALTH MANAGEMENT; 02/2017; HOURS/MONTH:50-60; TRADING HOURS/MONTH:200-240; DUTIES:ACCOUNT MANAGER 2.) AE FINANCIAL SERVICES; INV RELATED: YES; 2950 SW MCCLURE RD, TOPEKA, KS 66614; SEC; REGISTERED REPRESENTATIVE; 08/2020; 160 HRS/MO; 130 HRS/MO DURING SECURITY TRADING HRS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-01-13 |
| S63 | Uniform Securities Agent State Law Examination | 2010-04-23 |
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