Daniel Patrick Whiting

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2018-02-22
TX	RA	APPROVED	2018-02-22

CT RA
APPROVED

Since 2018-02-22
TX RA
APPROVED

Since 2018-02-22

Branch Locations

45 William St, Wellesley Hills, MA 02481 • United States

Scituate, MA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Newton	MA	02/2018	Present
Fidelity Investments	Boston	MA	09/2016	02/2018
Bank Of America, N.A.	Newton	MA	02/2018	Present

02/2018 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Newton, MA
09/2016 → 02/2018

Fidelity Investments

Boston, MA
02/2018 → Present

Bank Of America, N.A.

Newton, MA

Previous Registrations

2010-11-30 → 2018-02-27

Strategic Advisers Llc

Boston, MA

Sunnyvale, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-06-29

S66 Uniform Combined State Law Examination

2010-06-29

Other Names

Dan Patrick Whiting
Daniel Patrick Whiting
Daniel Whiting

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews