Best Investors Account Sign in
Current Employers
Reyes Financial Architecture Inc.

4660 La Jolla Village Drive Suite 725, San Diego, CA 92122 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2010-06-22
  • CA RA
    APPROVED
    Since 2010-06-22

Branch Locations

4660 La Jolla Village Drive Suite 725, San Diego, CA 92122 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Reyes Financial Architecture, Inc. San Diego CA 03/2009 Present
Emerson Equity Llc San Mateo CA 01/2019 02/2025
Other Businesses

1) FIXED INSURANCE; INVESTMENT RELATED; 660 LA JOLLA VILLAGE DRIVE SUITE 725 SAN DIEGO, CA 92122; FIXED INSURANCE SALES; AGENT; 8 HOURS PER MONTH DEVOTED; 8 HOURS PER MONTH DEVOTED DURING SECURITIES TRADING, FIXED INSURANCE SALES 2) REAL ESTATE BROKER, SAN DIEGO, CA, INVESTMENT RELATED, BROKER, 01/12/2009, 0 HOURS PER MONTH, 0 HOURS PER MONTH DURING SECURITIES TRADING

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2019-01-29
S65 Uniform Investment Adviser Law Examination 2010-06-16
  • S63 Uniform Securities Agent State Law Examination
    2019-01-29
  • S65 Uniform Investment Adviser Law Examination
    2010-06-16

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in San Diego, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor