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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2017-08-14 |
Branch Locations
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Charlotte | NC | 10/2015 | 07/2017 |
| Wells Fargo Clearing Services, Llc. | Gastonia | NC | 07/2017 | Present |
| Wells Fargo Bank Na | Gastonia | NC | 07/2017 | Present |
STATE OF NORTH CAROLINA COSMETOLOGY LICENSE, NOT INV. RELATED, GASTONIA, NC. START: 5/1/18, 80 HOURS/MONTH, 0 DURING TRADING, COSMETOLOGY. INTELETRAVEL; NOT INVESTMENT RELATED; INDEPENDENT TRAVEL AGENT; 100% OWNERSHIP; START DATE 10/09/2020; NUMBER OF HOURS PER MONTH 40; NUMBER OF HOURS DURING TRADING 0; CONSULTING NEW TRAVEL AGENTS AND TRAVELERS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 2016-06-17 |
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