Carrie Brinkley Jones

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2024-01-19
SC	RA	APPROVED	2024-01-19

NC RA
APPROVED

Since 2024-01-19
SC RA
APPROVED

Since 2024-01-19

Branch Locations

Belmont, NC • United States

2903 Audrey Drive, Gastonia, NC 28054 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cambridge Investment Research, Inc	Fairfield	IA	05/2007	10/2019
Brinkley Financial Group	Charlotte	NC	02/2007	Present
Cambridge Investment Research Advisors, Inc	Fairfield	IA	04/2008	10/2019
Woodbury Financial Services Inc	Charlotte	NC	10/2019	01/2024
Osaic Wealth, Inc.	Kings Mountain	NC	01/2024	Present

05/2007 → 10/2019

Cambridge Investment Research, Inc

Fairfield, IA
02/2007 → Present

Brinkley Financial Group

Charlotte, NC
04/2008 → 10/2019

Cambridge Investment Research Advisors, Inc

Fairfield, IA
10/2019 → 01/2024

Woodbury Financial Services Inc

Charlotte, NC
01/2024 → Present

Osaic Wealth, Inc.

Kings Mountain, NC

Previous Registrations

2019-10-24 → 2024-01-19

Woodbury Financial Services, Inc.

Kings Mountain, NC

Kings Mountain, NC
2008-04-29 → 2019-11-06

Cambridge Investment Research Advisors, Inc.

Charlotte, NC

Fairfield, IA

Other Businesses

1. INSURANCE AGENT POSITION: Independent Insurance Agent NATURE: Independent Insurance Agent INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/18/2006 ADDRESS: 2815 Coliseum Centre Drive, Suite 100, Charlotte NC 28217, United States DESCRIPTION: Independent Insurance Agent 2. GCG WEALTH MANAGEMENT POSITION: Financial Advisor NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 10/24/2019 ADDRESS: 9115 Harris Corners Parkway, #250, Charlotte NC 28269, United States DESCRIPTION: financial services 3. BRINKLEY FINANCIAL GROUP POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 10/24/2019 ADDRESS: 2815 Coliseum Centre Drive, Suite 100, Charlotte NC 28012, United States DESCRIPTION: financial services 4. SERENITY PASTORAL COUNSELING POSITION: Board Member NATURE: non-profit INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/27/2021 ADDRESS: 3119 Channel View Landing, Belmont NC 28012, United States DESCRIPTION: Board Member - oversight of the non-profit organization 5. BRINKLEY FINANCIAL GROUP POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 10/24/2019 ADDRESS: 2903 Audrey Drive, Gastonia NC 28012, United States DESCRIPTION: financial services - support Bryan Cassells with any client interactions that he may have

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2008-04-21
S63	Uniform Securities Agent State Law Examination	2007-12-19

S65 Uniform Investment Adviser Law Examination

2008-04-21
S63 Uniform Securities Agent State Law Examination

2007-12-19

Other Names

Carrie Elizabeth Brinkley
Carrie Elizabeth Brinkley Jones
Carrie Brinkley Jones

View on SEC IAPD