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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-02-29 |
Branch Locations
750 S New Hope Rd, Gastonia, NC 28054 • United States
550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 11/2023 | Present |
| Wells Fargo Bank, Na | Charlotte | NC | 07/2022 | Present |
| Aaron Thomas Art | Gastonia | NC | 08/2017 | 06/2022 |
| Toyota Of Gastonia | Gastonia | NC | 01/2017 | 07/2017 |
| Gastonia Chrysler Jeep Dodge | Gastonia | NC | 04/2016 | 01/2017 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-02-27 |
| S63 | Uniform Securities Agent State Law Examination | 2024-02-02 |
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