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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-03-21
NC RA APPROVED 2017-10-16
  • TX RA
    APPROVED_RES
    Since 2022-03-21
  • NC RA
    APPROVED
    Since 2017-10-16

Branch Locations

609 S New Hope Rd, Gastonia, NC 28054 • United States

Lincolnton, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sigmon Family Farms Claremont NC 06/2015 11/2016
Unemployed Charlotte NC 11/2016 06/2017
Thrivent Investment Management Inc Gastonia NC 06/2017 Present
Thrivent Financial Appleton WI 10/2017 12/2017
Thrivent Financial Appleton WI 12/2017 Present
  • 06/2015 → 11/2016
    Sigmon Family Farms
    Claremont, NC
  • 11/2016 → 06/2017
    Unemployed
    Charlotte, NC
  • 06/2017 → Present
    Gastonia, NC
  • 10/2017 → 12/2017
    Thrivent Financial
    Appleton, WI
  • 12/2017 → Present
    Thrivent Financial
    Appleton, WI
Other Businesses

DALLAS, NC BOYS AND GIRLS CLUB BOARD MEMBER POSITION: Board Member NATURE: To embolden and empower the youth of the Dallas, NC area through education, engaging activities, and fitness. It is an after school and summer program that gives kids the opportunity to be in a healthy environment with other kids. They are able to learn and play together in a safe place with mentors that care about them. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2022 ADDRESS: 800 E. Main St., Dallas NC 28034, United States DESCRIPTION: Assisting in the fundraising efforts of the Club and helping with the structure of the annual golf tournament. VENTURE CHURCH BOARD MEMBER POSITION: Trustee NATURE: I will be a board member (trustee) for Venture Church. I will not have financial voting rights. I will not have control of checks or cash. I will not be able to give specific investment advice. I will not control any of the entity accounts. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/28/2024 ADDRESS: 800 E Main St, Dallas NC 28034, United States DESCRIPTION: Responsibilities include: sharing insights about job positions inside of the Church, checking the budget for accuracy to make sure there are no mistakes made, casting vision for the future. They do not need me to be on the board in a voting capacity. They have other trustees that have been around for a long time that will have the final say. VENTURE CHURCH BOARD MEMBER POSITION: Trustee NATURE: I will be a board member (trustee) for Venture Church. I will not have financial voting rights. I will not have control of checks or cash. I will not be able to give specific investment advice. I will not control any of the entity accounts. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/28/2024 ADDRESS: 800 E Main St, Dallas NC 28034, United States DESCRIPTION: Responsibilities include: sharing insights about job positions inside of the Church, checking the budget for accuracy to make sure there are no mistakes made, casting vision for the future. They do not need me to be on the board in a voting capacity. They have other trustees that have been around for a long time that will have the final say.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-13
  • S66 Uniform Combined State Law Examination
    2017-10-13

View on SEC IAPD

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