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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2018-01-08 |
Branch Locations
519 S. New Hope Road, Gastonia, NC 28054 • United States
1006 East Butler Rd, Greenville, SC 29607 • United States
1 Five Forks Plaza Ct, Simpsonville, SC 29681 • United States
320 East Main St. Suite 110, Spartanburg, SC 29302 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lawson Enterprises Llc | Spartanburg | SC | 06/2005 | Present |
| Suntrust Investment Services, Inc | Atlanta | GA | 02/2011 | 01/2018 |
| Suntrust Advisory Services | Atlanta | GA | 09/2016 | 01/2018 |
| Lpl Financial Llc | Greenville | SC | 01/2018 | Present |
| South State Bank | Greenville | SC | 01/2018 | Present |
1) 01/03/2018 - South State Investment Services - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) 2) 01/04/2018 - Lawson Enterprises of Spartanburg LLC - Real Estate Rental - Wellford, SC - inv rel - start: 01/2003
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-12-01 |
| S63 | Uniform Securities Agent State Law Examination | 1994-12-28 |
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