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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2021-04-09 |
Branch Locations
14767 North Outer 40 Rd Fl 2 Ste 201, Chesterfield, MO 63017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nuveen Investments | Chicago | IL | 03/2010 | 02/2020 |
| Pnc Capital Markets, Llc | Pittsburgh | PA | 02/2020 | 03/2021 |
| Pnc Bank | Pittsburgh | PA | 02/2020 | 03/2021 |
| Wells Fargo Advisors Financial Network, Llc | Chesterfield | MO | 03/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-05-01 |
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