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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2022-03-18
TX RA APPROVED 2022-03-18
  • CO RA
    APPROVED
    Since 2022-03-18
  • TX RA
    APPROVED
    Since 2022-03-18

Branch Locations

210 University Boulevard Ste 800, Denver, CO 80206 • United States

Denver, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Greenwood Village CO 01/2014 10/2017
Morgan Stanley Private Bank, National Association New York NY 01/2015 10/2017
Wells Fargo Clearing Services Llc Denver CO 10/2017 03/2022
Robert W Baird Denver CO 03/2022 Present
  • 01/2014 → 10/2017
    Greenwood Village, CO
  • 01/2015 → 10/2017
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 10/2017 → 03/2022
    Denver, CO
  • 03/2022 → Present
    Robert W Baird
    Denver, CO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-04-03
  • S66 Uniform Combined State Law Examination
    2014-04-03

View on SEC IAPD

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