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James Eric Monken

Morgan Stanley

Clayton, MO

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2014-02-21
TX RA APPROVED_RES 2014-02-11
IL RA APPROVED 2012-09-11
  • MO RA
    APPROVED
    Since 2014-02-21
  • TX RA
    APPROVED_RES
    Since 2014-02-11
  • IL RA
    APPROVED
    Since 2012-09-11

Branch Locations

7733 Forsyth Boulevard Suite 2100, Clayton, MO 63105 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Shiloh IL 09/2012 10/2022
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
Morgan Stanley Smith Barney Clayton MO 10/2022 Present
  • 09/2012 → 10/2022
    Morgan Stanley Smith Barney
    Shiloh, IL
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 10/2022 → Present
    Morgan Stanley Smith Barney
    Clayton, MO
Previous Registrations
  • 2010-06-15 → 2012-09-11
    Morgan Keegan & Company, Llc
    Town And Country, MO
    St. Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-06-14
  • S66 Uniform Combined State Law Examination
    2010-06-14
Other Names
  • Jimmy Monken

View on SEC IAPD

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