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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2023-05-17
OK RA APPROVED 2023-05-08
TX RA APPROVED_RES 2023-05-04
MN RA APPROVED 2013-12-20
  • DC RA
    APPROVED
    Since 2023-05-17
  • OK RA
    APPROVED
    Since 2023-05-08
  • TX RA
    APPROVED_RES
    Since 2023-05-04
  • MN RA
    APPROVED
    Since 2013-12-20

Branch Locations

600 Portland Ave S Msc 7100, Minneapolis, MN 55415 • United States

Brooklyn Park, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Roseville MN 06/2010 Present
Thrivent Financial For Lutherans Minneapolis MN 11/2011 Present
Other Businesses

MUSIC SALES POSITION: artist NATURE: i plan on attempting to sell or license some music rights created pre 2010. This involves music produced pre 2010 and will not be done involving clients, colleagues or work hours. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/17/2021 ADDRESS: 7725 Unity Ave N, Brooklyn Park MN 55443, United States DESCRIPTION: monitoring possible sales. goals currently $50-$250 annually.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-07-27
  • S66 Uniform Combined State Law Examination
    2010-07-27

View on SEC IAPD

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