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Travis Michael King

Kingswood Wealth Advisors, LLC

Santa Barbara, CA

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Current Employers
Kingswood Wealth Advisors, Llc

11440 W. Bernardo Court Suite 300, San Diego, CA 92127 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2024-07-24
WA RA APPROVED 2024-06-11
AZ RA APPROVED 2024-06-10
VA RA APPROVED 2024-06-04
CO RA APPROVED 2024-06-03
NV RA APPROVED 2024-06-03
WI RA APPROVED 2024-06-03
AK RA APPROVED 2024-05-31
CA RA APPROVED 2024-05-31
TX RA APPROVED_RES 2024-05-31
  • HI RA
    APPROVED
    Since 2024-07-24
  • WA RA
    APPROVED
    Since 2024-06-11
  • AZ RA
    APPROVED
    Since 2024-06-10
  • VA RA
    APPROVED
    Since 2024-06-04
  • CO RA
    APPROVED
    Since 2024-06-03
  • NV RA
    APPROVED
    Since 2024-06-03
  • WI RA
    APPROVED
    Since 2024-06-03
  • AK RA
    APPROVED
    Since 2024-05-31
  • CA RA
    APPROVED
    Since 2024-05-31
  • TX RA
    APPROVED_RES
    Since 2024-05-31

Branch Locations

8 West Victoria Street, Santa Barbara, CA 93101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Santa Barbara CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Santa Barbara CA 11/2016 05/2024
Kingswood Capital Partners Santa Barbara CA 05/2024 Present
Kingswood Wealth Advisors Santa Barbara CA 05/2024 Present
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Santa Barbara, CA
  • 11/2016 → 05/2024
    Wells Fargo Clearing Services, Llc
    Santa Barbara, CA
  • 05/2024 → Present
    Kingswood Capital Partners
    Santa Barbara, CA
  • 05/2024 → Present
    Kingswood Wealth Advisors
    Santa Barbara, CA
Previous Registrations
  • 2011-01-03 → 2024-06-10
    Wells Fargo Clearing Services, Llc
    Santa Barbara, CA
    Goleta, CA
    Goleta, CA
    San Luis Obispo, CA
    Santa Barbara, CA
    San Luis Obispo, CA
    Santa Barbara, CA
    Santa Barbara, CA
    Santa Barbara, CA
    Seattle, WA
  • 2006-08-04 → 2011-01-03
    Wells Fargo Investments, Llc
    Goleta, CA
    Goleta, CA
    Buellton, CA
    Santa Barbara, CA
    Santa Barbara, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-08-03
  • S66 Uniform Combined State Law Examination
    2006-08-03
Other Names
  • Travis King

View on SEC IAPD

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LPL FINANCIAL LLC
PLANMEMBER SECURITIES CORPORATION
RAYMOND JAMES & ASSOCIATES, INC.

Other Investors

DARIN CARLTON MAST
Eric Scott Wasmuth
CLAYTON ROBERT GIBSON
John Spruill
MONICA T WILLIAMS
Josh N Macaluso
Richard J Marcellin
Timothy Emmanuel Jou

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA
J.P. MORGAN SECURITIES LLC · SANTA BARBARA, CA
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · Santa Barbara, CA
MORGAN STANLEY · Santa Barbara, CA
LPL FINANCIAL LLC · SANTA BARBARA, CA
PLANMEMBER SECURITIES CORPORATION · SANTA BARBARA, CA

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