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305 Spindrift Drive, Williamsville, NY 14221 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-22 |
| FL | RA | APPROVED | 2015-11-17 |
Branch Locations
305 Spindrift Drive, Williamsville, NY 14221 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Independent Wealth Management Llc | Buffalo | NY | 05/2010 | Present |
| Blackridge Asset Management, Llc | Williamsville | NY | 09/2015 | 02/2021 |
| Peak Brokerage Services, Llc | Palm Beach Gardens | FL | 09/2015 | Present |
| Independent Solutions Wealth Management | Williamsville | NY | 04/2017 | Present |
1)THE FINANCIAL GUYS; CORP; RADIO SHOW MARKETING; 0% OWNERSHIP; 5% TIME SPENT; 0% COMP; EMPLOYEE; INDEFINITE 2)NEIMAN FUNDS MANAGEMENT, LCC; CORP; I-RIA; 0% OWNERSHIP; 10% TIME SPENT; 10% COMP; EMPLOYEE; MARKETING, RESEARCH, AND COMPLIANCE; INDEFINITE 3)INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC; CORP; I-RIA; 3% OWNERSHIP; 85% TIME SPENT; 90% COMP; Chief Operations Officer; RESEARCH, MARKETING, AND TRADING; COMPLIANCE; OPERATIONS; INDEFINITE
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-08-11 |
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