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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2015-08-31 |
Branch Locations
100 East Vine St Ste 501, Lexington, KY 40507 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Nicholasville | KY | 08/2015 | Present |
| Community Trust Bank | Lexington | KY | 08/2015 | Present |
1. 08/31/2015 - COMMUNITY TRUST FINANCIAL SERVICES - INV REL - 100 E. VINE ST, SUITE 501 LEXINGTON, KY40507 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - START 07/21/2015 - 10 HOURS PER MONTH, 10 DURING TRADING, 5% TIME SPENT - BROKERAGE ACCOUNTS, MANAGED ACCOUNTS AND INSURANCE PRODUCTS 3 2. 08/31/2015 - COMMUNITY TRUST & INVESTMENT CO - IVN REL - 100 E. VINE ST, SUITE 501 LEXINGTON, KY 40507 - FINANCIAL INSTITUTION DUTY - START 07/21/2015 - 150 HOURS PER MONTH, 150 DURING TRADING, 95% TIME SPENT - VICE PRESIDENT, INVESTMENT SALES OFFICER.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-05-17 |
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