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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-11-15
CO RA APPROVED 2015-01-08
  • TX RA
    APPROVED
    Since 2017-11-15
  • CO RA
    APPROVED
    Since 2015-01-08

Branch Locations

8500 W Bowles Ave, Littleton, CO 80123 • United States

5613 Dtc Parkway 9Th Fl [Mb-Rbo], Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Denver CO 01/2015 11/2016
Wells Fargo Clearing Services, Llc Denver CO 11/2016 Present
Previous Registrations
Other Businesses

SUNSHINE GLUCH LLC, INV RELATED, LITTLETON, CO, 100% OWNERSHIP, START 2/22/2021, 3 HRS PER MONTH, 0 HRS DURING TRADING; HOLDS RENTAL PROPERTY. SCONNIE PROPS LLC, INV RELATED, LITTLETON, CO, 100% OWNERSHIP, START 11/5/2021, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, HOLDS RENTAL PROPERTY. RENTAL PROPERTY, INV RELATED, MILWAUKEE, WI, 100% OWNERSHIP, START 11/1/2021, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING. RENTAL PROPERTY, INV RELATED, WAUWATOSA, WI, 100% OWNERSHIP, START 12/22/2021, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING. RENTAL PROPERTY, INV. RELATED, SILVERTHORNE, CO, 100% OWNERSHIP, SKI CONDO RENTAL, START 3/21/2021, 3 HRS PER MONTH; 0 HRS DURING TRADING. RENTAL PROPERTY, INV. RELATED, MILWAUKEE, WI, 100% OWNERSHIP, SINGLE FAMILY RENTAL, START DATE 11/28/2022, 0 HRS PER MONTH, 0 HRS DURING TRADING, DUTIES NONE. | SOCCER STARS; NOT INV RELATED; NEW YORK, NY; COACH; 09/2025; 4 HOURS PER MONTH; 4 HOURS DURING TRADING; COACH CHILDREN'S SOCCER

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-04-05
  • S66 Uniform Combined State Law Examination
    2010-04-05
Designations

View on SEC IAPD

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