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920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-08-01 |
Branch Locations
3500 Winchester Road, Suite 151, Allentown, PA 18104 • United States
920 Cassatt Road Suite 202, Berwyn, PA 19312 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hornor Townsend & Kent Inc | Horsham | PA | 03/2016 | 07/2024 |
| Penn Mutual Life Insurance Company | Horsham | PA | 03/2016 | Present |
| Lpl Financial Llc | Allentown | PA | 07/2024 | Present |
1) 07/03/2024 - Great Valley Advisor Group - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 2) 07/03/2024 - Insurance Sales - Non-Variable Insurance - Selling: Health, Employee Benefits life, group life, group DI, 1847 Financial - pa 18055 - Investment related - 160 Hours per month - Start date: 08/01/2024. 3) 07/03/2024 - GVA WEALTH MANAGEMENT - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 4) 07/03/2024 - NELSON BENEFITS GROUP LLC - Non-Variable Insurance - Selling: Health insurance and employee benefits life, group life, group DI revenue - pa 18055 - Investment related - 40 Hours per month - Start date: 08/01/2024. 5) 08/06/2024 - Great Valley Advisor Group Inc. - Registered Investment Advisor Hybrid - Advisor - Investment Related - At Reported Business Location(s) - Start Date 08/01/2024 - 160 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services to Great Valley Advisor Group, Inc, an independent investment advisor firm. I started this business activity in 8/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6) 02/18/2025-CD Nelson Properties LLC- Real Estate Rental- Not INV Related- At Vermont, PA- Start date 02/14/2025- 5 Hours Per Month
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-01-24 |
| S63 | Uniform Securities Agent State Law Examination | 2010-03-19 |
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