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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2020-11-12 |
| TX | RA | APPROVED_RES | 2009-06-25 |
| MD | RA | APPROVED | 2006-05-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Baltimore | MD | 01/2006 | Present |
| Bank Of America, N.A. | Hunt Valley | MD | 10/2025 | Present |
I*93446 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: NORWEX INVESTMENT RELATED: N ADDRESS OF BUSINESS: COPPELL, TEXAS 75019 NATURE OF BUSINESS: CORPORATION, POSITION, TITLE, ASSOCIATION: START DATE OF RELATIONSHIP: 05/04/2016 NUMBER OF HOURS DEVOTED: 3 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I WOULD BE A CONSULTANT TO SELL THEIR CHEMICAL FREE CLEANING SUPPLIES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-05-02 |
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