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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2017-07-03 |
| TX | RA | APPROVED | 2013-01-07 |
| IN | RA | APPROVED | 2011-11-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Indianapolis | IN | 12/2010 | Present |
| Bank Of America, N.A. | Indianapolis | IN | 10/2011 | Present |
I*: 2533310Entity Type: For ProfitName of OBA: Pacifically Properties 45040Address: Mason, OH 45040Investment Related: NoPosition, Title, Association: Director, OwnerEmployee Start Date: 05/20/2025Number of Hours: 10 hrs annuallyNumber of Hours during trading: 0Duties: Minority owner in a single rental property in Mason, OH. Will be a passive investor, not majority member or employee of new entity. I*2611261, Entity Type: , Name of OBA: R F C IRA, Address: Lebanon, Ohio, 45036, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 07/10/2025, No Hours: 0 Weekly, No Hours during Trading: 0 Weekly, Duties: I*2611262, Entity Type: , Name of OBA: R F C IRA , Address: Lebanon, Ohio, 45036, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 07/10/2025, No Hours: 0 Weekly, No Hours during Trading: 0 Weekly, Duties: I*2611264, Entity Type: , Name of OBA: R F C IRA, Address: Lebanon, Ohio, 45036, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 07/10/2025, No Hours: 0 Weekly, No Hours during Trading: 0 Weekly, Duties: I*2611265, Entity Type: , Name of OBA: R F C IRA, Address: Lebanon, Ohio, 45036, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 07/10/2025, No Hours: 0 Weekly, No Hours during Trading: 0 Weekly, Duties: I*2612266, Entity Type: , Name of OBA: R F C IRA, Address: Lebanon, Ohio, 45036, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 07/10/2025, No Hours: 0 Weekly, No Hours during Trading: 0 Weekly, Duties: I*2612267, Entity Type: , Name of OBA: E L C IRA, Address: Lebanon, Ohio, 45036, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 07/10/2025, No Hours: 0 Weekly, No Hours during Trading: 0 Weekly, Duties:I*3306265Entity Type: Entity CharitableName of OBA: Mason Youth FootballAddress: Mason, Ohio, 45040Investment Related: NoPosition, Title, Association: Board MemberEmployee Start Date: 12/17/2025Number of Hours: 5, MonthlyNumber of Hours during trading: 0, MonthlyDuties: Facilitate Youth Football in the Mason, OH area 6 board meetings per year: fundraising & organization oversight
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-11-18 |
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