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200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2024-03-06 |
Branch Locations
35 Bedford Street Suite 15, Lexington, MA 02420 • United States
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life | Waltham | MA | 10/2010 | 11/2023 |
| Nylife Securities Llc | Waltham | MA | 04/2012 | 11/2023 |
| Eagle Strategies Llc | Danvers | MA | 03/2015 | 11/2023 |
| Whole Foods | Westford | MA | 11/2022 | 02/2023 |
| Hightower Advisors | Chicago | IL | 11/2023 | Present |
[Notary Public; Notary Public for state of MA. Notary Public for state of Massachusetts; 150A Andover St. Suite 7B, Danvers MA 01923; Start Date 10/2011; Role/Title: Notary Public; Not Investment Related; 0.1 hours per month; 0.1 hours per month during securities trading hours]
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-07-09 |
| S65 | Uniform Investment Adviser Law Examination | 2010-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 2010-03-29 |
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