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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2024-07-09
TX RA APPROVED_RES 2024-01-12
  • ID RA
    APPROVED
    Since 2024-07-09
  • TX RA
    APPROVED_RES
    Since 2024-01-12

Branch Locations

10220 Sw Greenburg Rd Ste 120, Portland, OR 97223 • United States

Lake Oswego, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Portland OR 01/2010 03/2020
Ameriprise Financial Services, Llc Portland OR 03/2020 Present
Other Businesses

Board of Directors; FFC (Fly Fishing Collaborative); Member; 11285 SW Quelle Place, , Portland, OR, 97223; Not Investment-Related; 05/13/2024; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; TVZ LLC; LLC for Advisory Business; 10220 SW Greenburg Rd Portland OR 97223, ,; ; 05/24/2017; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-06-28
  • S66 Uniform Combined State Law Examination
    2010-06-28

View on SEC IAPD

Other Firms

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