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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2015-07-08
  • MN RA
    APPROVED
    Since 2015-07-08

Branch Locations

225 S 6Th St Ste 4500, Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Minneapolis MN 07/2010 Present
Northwestern Mutual Life Insurance Company Milwaukee WI 01/2010 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 12/2016 Present
  • 07/2010 → Present
    Minneapolis, MN
  • 01/2010 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 12/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS 2. 12.5% OWNER, MALLRATS- UNPLUGGED TRIBUTE, 26000 SHOREWOOD OAKS DRIVE, SHOREWOOD, , MINNESOTA, 55331, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 12/30/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, PERFORMING ARTS- VOCALS AND PERCUSSION 3. OWNER, FAIRWOODS ENTERPRISES LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 1/1/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 4. OWNER, HACKDRUM LLC, LEGAL ENTITY, START DATE: 02/10/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 5. VICE PRESIDENT, NORTHWESTERN MUTUAL- MINNEAPOLIS FOUNDATION, FIDUCIARY CAPACITY, START DATE: 5/18/2026, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, COMMUNICATE INITIATIVES TO THE NETWORK OFFICE, REVIEW NEW INITIATIVES, AND REVIEW SUBMISSIONS FOR CHARITABLE DONATIONS FROM THE FOUNDATION, DRIVE NEW DONATIONS TO THE FOUNDATION, ENHANCE BRANDING; NON INVESTMENT-RELATED.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-01-18
  • S63 Uniform Securities Agent State Law Examination
    2011-01-18
Designations

View on SEC IAPD

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