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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2015-07-08 |
Branch Locations
225 S 6Th St Ste 4500, Minneapolis, MN 55402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Minneapolis | MN | 07/2010 | Present |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 01/2010 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 12/2016 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS 2. 12.5% OWNER, MALLRATS- UNPLUGGED TRIBUTE, 26000 SHOREWOOD OAKS DRIVE, SHOREWOOD, , MINNESOTA, 55331, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 12/30/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, PERFORMING ARTS- VOCALS AND PERCUSSION 3. OWNER, FAIRWOODS ENTERPRISES LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 1/1/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 4. OWNER, HACKDRUM LLC, LEGAL ENTITY, START DATE: 02/10/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 5. VICE PRESIDENT, NORTHWESTERN MUTUAL- MINNEAPOLIS FOUNDATION, FIDUCIARY CAPACITY, START DATE: 5/18/2026, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, COMMUNICATE INITIATIVES TO THE NETWORK OFFICE, REVIEW NEW INITIATIVES, AND REVIEW SUBMISSIONS FOR CHARITABLE DONATIONS FROM THE FOUNDATION, DRIVE NEW DONATIONS TO THE FOUNDATION, ENHANCE BRANDING; NON INVESTMENT-RELATED.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2011-01-18 |
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