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Joseph Thomas Holden

Rbc Capital Markets, LLC

Minneapolis, MN

St. Louis Park, MN

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
VI RA APPROVED 2020-09-18
MN RA APPROVED 2020-01-08
TX RA APPROVED_RES 2020-01-08
  • VI RA
    APPROVED
    Since 2020-09-18
  • MN RA
    APPROVED
    Since 2020-01-08
  • TX RA
    APPROVED_RES
    Since 2020-01-08

Branch Locations

250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States

St. Louis Park, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. St. Paul MN 10/2011 01/2020
U.S. Bank St. Paul MN 11/2016 06/2017
Rbc Capital Markets, Llc Minneapolis MN 01/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-09
  • S66 Uniform Combined State Law Examination
    2015-10-09
Other Names
  • Joseph Holden

View on SEC IAPD

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