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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2022-11-01
AL RA APPROVED 2022-10-20
AR RA APPROVED 2022-10-20
DE RA APPROVED 2022-10-20
MN RA APPROVED 2022-10-20
MS RA APPROVED 2022-10-20
NE RA APPROVED 2022-10-20
OK RA APPROVED 2022-10-20
RI RA APPROVED 2022-10-20
VA RA APPROVED 2022-10-20
WA RA APPROVED 2022-10-20
  • NV RA
    APPROVED
    Since 2022-11-01
  • AL RA
    APPROVED
    Since 2022-10-20
  • AR RA
    APPROVED
    Since 2022-10-20
  • DE RA
    APPROVED
    Since 2022-10-20
  • MN RA
    APPROVED
    Since 2022-10-20
  • MS RA
    APPROVED
    Since 2022-10-20
  • NE RA
    APPROVED
    Since 2022-10-20
  • OK RA
    APPROVED
    Since 2022-10-20
  • RI RA
    APPROVED
    Since 2022-10-20
  • VA RA
    APPROVED
    Since 2022-10-20
  • WA RA
    APPROVED
    Since 2022-10-20

Branch Locations

901 3Rd Ave S, Minneapolis, MN 55402-3367 • United States

Eagan, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Enterprise Investment Services Inc Minneapolis MN 01/2010 08/2022
Ameriprise Financial Services, Llc Minneapolis MN 08/2022 Present
Other Businesses

Name of Activity: Buying/Selling Antiques, Clothes, Toys, Collectibles; Date Activity Started/Modified/Ended: 9/10/2022; Type of Activity: Retail Sales; Role/Relationship: Owner/ Proprietor; Responsibilities: Wife and I find/buy items, and resell; Total Hours Per Month: 0 - 20; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END ---

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-10
  • S66 Uniform Combined State Law Examination
    2022-10-10

View on SEC IAPD

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