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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2022-11-01 |
| AL | RA | APPROVED | 2022-10-20 |
| AR | RA | APPROVED | 2022-10-20 |
| DE | RA | APPROVED | 2022-10-20 |
| MN | RA | APPROVED | 2022-10-20 |
| MS | RA | APPROVED | 2022-10-20 |
| NE | RA | APPROVED | 2022-10-20 |
| OK | RA | APPROVED | 2022-10-20 |
| RI | RA | APPROVED | 2022-10-20 |
| VA | RA | APPROVED | 2022-10-20 |
| WA | RA | APPROVED | 2022-10-20 |
Branch Locations
901 3Rd Ave S, Minneapolis, MN 55402-3367 • United States
Eagan, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American Enterprise Investment Services Inc | Minneapolis | MN | 01/2010 | 08/2022 |
| Ameriprise Financial Services, Llc | Minneapolis | MN | 08/2022 | Present |
Name of Activity: Buying/Selling Antiques, Clothes, Toys, Collectibles; Date Activity Started/Modified/Ended: 9/10/2022; Type of Activity: Retail Sales; Role/Relationship: Owner/ Proprietor; Responsibilities: Wife and I find/buy items, and resell; Total Hours Per Month: 0 - 20; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END ---
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-10-10 |
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